SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
MCCORMICK & COMPANY, INC. |
18 LOVETON CIRCLE |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/01/2004
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3. Issuer Name and Ticker or Trading Symbol
MCCORMICK & CO INC
[ MKC ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
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Officer (give title below) |
X |
Other (specify below) |
Consumer Products Group |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Common Stock - Voting |
17,350.766 |
D |
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Common Stock - Non-Voting |
6,942.528 |
D |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Common Stock - Voting |
01/19/2001 |
01/18/2010 |
Common Stock - Voting |
25,530 |
12.7188 |
D |
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Common Stock - Non-Voting |
01/19/2001 |
01/18/2010 |
Common Stock - Non-Voting |
8,510 |
12.7188 |
D |
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Common Stock - Voting |
01/23/2002 |
01/22/2011 |
Common Stock - Voting |
30,000 |
17.8438 |
D |
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Common Stock - Non-Voting |
01/23/2002 |
01/22/2011 |
Common Stock - Non-Voting |
10,000 |
17.8438 |
D |
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Common Stock - Voting |
01/22/2003 |
01/21/2012 |
Common Stock - Voting |
30,000 |
21.375 |
D |
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Common Stock - Non-Voting |
01/22/2003 |
01/21/2012 |
Common Stock - Non-Voting |
10,000 |
21.375 |
D |
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Common Stock - Voting |
01/28/2004 |
01/27/2013 |
Common Stock - Voting |
30,000 |
22.26 |
D |
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Common Stock - Non-Voting |
01/28/2004 |
01/27/2013 |
Common Stock - Non-Voting |
10,000 |
22.26 |
D |
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Explanation of Responses: |
Remarks: |
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W. Geoffrey Carpenter - Attorney-in-Fact |
01/09/2004 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and
appoints each of Robert W. Skelton and W. Geoffrey Carpenter, signing singly,
the undersigned's true and lawful attorney-in-fact to:
(1) to execute for and on behalf of the undersigned, in the undersigned's
capacity as an officer and/or director of McCormick & Company, Incorporated
(the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder, and Form 144 in
accordance with the requirements of the Securities Act of 1933;
(2) to do and perform such acts for and on behalf of the undersigned as may
be necessary or desirable to complete and execute any such Form 3, 4, or 5
and Form 144 timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and
(3) to take any other actions as such attorney-in-fact, on advice of counsel
may deem to be of benefit to, in the best interests of, or legally required
by, the undersigned, it being understood that the documents executed by such
attorney-in-fact on behalf of the undersigned pursuant to this Power of
Attorney shall be in such form and shall contain such terms and conditions
as such attorney-in-fact may approve in such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might
or could do if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such attorney-in-fact, or
such attorney-in-fact's substitute or substitutes, shall lawfully do or cause
to be done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact,
in serving in such capacity at the request of the undersigned, are not
assuming, nor is the Company assuming, any of the undersigned's
responsibilities to comply with Section 16 of the Securities Exchange Act
of 1934, or the undersigned's responsibilities to comply with the Securities
Act of 1933.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to
the undersigned's holdings of and transactions in securities issued by the
Company, unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 9th day of December, 2003.
Signature: /s/ Mark T. Timbie
Witness: /s/ Annette Schoeberlein